Engagement Survey - Regulation & Compliance

Regulation Framework

Thank you for completing this short survey for us. Don't worry there's only 7 questions (mainly multiple choice) and then a couple about you and your role, so it shouldn't take you any longer than a couple of minutes - we promise! So, to get started...

Question Title

* 1. Looking first at the current regulatory environment, what do you think is the greatest challenge?

A lack of clarity from the FCA on what they want to see

A conflict between the FCA and the Financial Ombudsman Service

Onerous compliance responsibilities

Difficulty maintaining Training & Competency to the required level

Other (please specify)

Question Title

* 1. Looking first at the current regulatory environment, what do you think is the greatest challenge?

Question Title

* 2. If you could change one thing about the existing regulatory framework for financial services what would it be?