Non-financial risks (NFR) have become a significant part of the risk profile for financial services organizations globally. Effective management of NFR typically requires implementation of in-house developed or vendor provided software.

This survey is to assess the current state of software implementations for management of the following NFRs: Operational risk; Financial crime risk; Third-party risk; Technology risk; Conduct risk; and Model risk.
 
For each of the above NFRs, the survey aims to assess the following topics: 
  • Preference for in-house developed software vs. purchasing vendor provided software
  • Key criteria used by organizations to select the most appropriate vendor software
  • Most widely implemented vendor provided software
  • Typical implementation challenges and solutions adopted to address these
  • Most widely used consulting and service providers for designing frameworks and supporting implementation of the software
  • The key emerging business requirements

All respondents of the survey will receive a complimentary final copy of the report findings.

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* 1. Please supply your details if you wish to receive a copy of the final report

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* 3. Which of the following best represents the organization you are representing in this survey?

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* 4. Which of the following best represents the organization you are representing in this survey?

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* 6. How many countries does your organization operate in?

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* 7. What are the Top 3 non-financial risk topics for your organization (e.g. conduct, technology, third-party)?

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* 8. Please state the relative priority for managing financial crime risk in relation to other risks in your organization.

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* 9. Do you have a sole financial crime risk department? If so, how many (full-time) are in the team?

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* 10. What is the primary software your organization uses for managing financial crime risk?

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