Complete this short quiz to test your knowledge on the 8th volume of Advice Matters.
Answer all the questions and hit the done button to see how you have performed. If you have any wrong it is certainly worth revisiting the relevant article from this edition.

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* What is the main theme of the first article on financial promotions and what you should be taking away after reading it?

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* Under the FSMA it is unlawful for a person in the course of business to communicate a financial promotion unless which certain conditions are met? Select all that apply.

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* According to the article, which two of the FCA’s Principles for Businesses underpin the regulation around financial promotions?

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* Select all that apply. All financial promotions must be:

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* What is the correcting wording for the FCA’s regulation on financial promotions for firms that undertake both regulated and unregulated business?

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* If the FCA is aware of a financial promotion that doesn’t meet its standards, what can it do?

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* What is the main thrust of the second article on pension beliefs and what you should be taking away after reading it?

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* According to second article on pension beliefs, how many UK adults say they have a DC pension, have received and read their annual statement in the last year, and did not understand it very well or at all?

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* In the article on pension beliefs, which age range is identified as the least confident and knowledgeable about financial matters?

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* According to the article on pension beliefs, what recent change to pensions is becoming more evident within the 25-34 age range?

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* The pension beliefs article gives a number of possible reasons why just under 30% of 35-44-year-olds have no private pension provision in place. What are the potential reasons given?

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* In the pension beliefs article, for the 45-54 age range, there is a profile of those 63% of people who have not given much, or any, thought as to what retirement might look like. How are these people described? Select all that apply.

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* The article on pension beliefs describes a report from the Pensions Policy Institute which identifies a number of types of pension savers. Which of these were listed?

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* Which one of the four pension saver categories from the Pension Policy Institute report is being described here? These savers are looking for an active choice, but with straightforward options that are easy to understand, along with tools to help them make a decision. This group have high levels of overall savings, and will only invest in pensions once all other savings options have been utilised.

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* What is the main message of the third article on the Certification Regime and what you should be taking away after reading it?

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* The third article on supervision and the Certification Regime states the criteria which determine whether an employee has a Certification Function within their role. What are the criteria?

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* According to the article, which of these roles fall within the scope of the Certification Regime? Select all that apply.

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* When should effective supervision of people performing a Certification Function start?

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* Which of the following are factors that must be taken into account when assessing s person’s fitness and propriety for a Certification Function? Select all that apply.

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* What is the situation with regard to risk and an individual’s competence?

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