Complete this short quiz to test your knowledge on the 7th volume of Advice Matters.
Answer all the questions and hit the done button to see how you have performed. If you have any wrong it is certainly worth revisiting the relevant article from this edition.

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* According to the introduction, what is the theme linking the three articles in this month’s Advice Matters and what you should be taking away after reading it?

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* What is the main theme of the first article on product oversight and governance and what you should be taking away after reading it?

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* What is meant by the term ‘product oversight and governance’ according to the first article?

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* According to the FCA what should good product governance result in? Select all that apply.

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* When addressing their approach to PROD compliance, which steps should firms take? Select all that apply.

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* The first phase of the basic product lifecycle is ‘idea generation’. In what order do the other four phases come?

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* Which of the following are factors when identifying the target market for a product? Select all that apply.

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* Which of these statements about the design phase are true? Select all that apply.

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* Within manufacturer/distributor communication, which of the following could be discussed? Select all that apply.

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* According to the first article which of the following could be reasons for conducting an ongoing review within the product lifecycle? Select all that apply.

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* What is the main thrust of the second article on the FCA Annual Report and what you should be taking away after reading it?

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* The article on the FCA Annual Report mentions some areas that have not gone so smoothly last year – what are they? Select all that apply.

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* In the article on the FCA Annual Report, what has the FCA claimed credit for in relation to PPI claims?

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* In March 2019, the FCA introduced plans for the ‘Directory’. What is this?

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* The FCA Annul Report identifies two of the fastest moving areas with potential for customer harm (through crime or misrepresentation). What are they?

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* The FCA has been pushing awareness of the increasing numbers of technology and cyber incidents affecting UK financial services. What were the figures given in the article?

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* The FCA Annual Report mentions some issues in the area of pensions and retirement. What are they? Select all that apply.

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* According to the article on the FCA Annual Report which of these sector specific statements are true? Select all that apply.

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* What is the main message of the third article on the GDPR and what you should be taking away after reading it?

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* The third article on the GDPR focuses on a number of areas. What are these areas? Select all that apply.

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* According to the article, how many data breach notifications has the Information Commissioner’s Office received since the end of May 2018?

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* According to the article, there are two types of data subject access requests (DSAR) that are particularly problematic to firms. What are they?

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* According to the article, in 2018 which organisation(s), if any, were subject to a maximum fine issued of £500,000 by the Information Commissioner’s Office?

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* Under the GDPR, companies can now expect fines of up to what amount for lesser and significant data breaches? Select two options.

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* In the article on the GDPR, the author recommends a number of things to consider now and on an ongoing basis. Select all that apply.

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* According to the FCA Annual Report article, what impact, if at all, did technology and the internet have last year? Select all that apply.

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* In the article on the FCA Annual Report, what was the overall message on expansion or contraction?

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