Complete this short quiz to test your knowledge on the May edition of Advice Matters.

Answer all the questions and hit the done button to see how you have performed. If you have any wrong it is certainly worth revisiting the relevant article from this edition. 

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* 1. What do the initials SM&CR stand for?

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* 2. What percentage of the incidents firms reported to the FCA was caused by IT failure at a third-party supplier?

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* 3. Which piece of work led to changes to fund governance rules and other adjustments to the FCA Handbook?

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* 4. Which of the following does not fall into the investment management sector?

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* 5. Which of the following indicators of potential vulnerability was NOT mentioned in the article until the final paragraph:

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* 6. Which of the following IS considered an appropriate response on recognising a customer’s vulnerability:

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* 7. Which of the following is NOT one of the 9 Principles designed to improve outcomes for vulnerable customers

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* 8. Please provide your details here to complete the quiz.

0 of 8 answered
 

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